Compliance built in

Days to submission, not weeks

Compliance review is the longest lead time in every seminar campaign — and the easiest place to lose your event date. LeadQuiver screens your creative before it ever reaches your reviewer, and refuses to launch a campaign without an approval on file.

Why it exists

The review cycle is the schedule

A seminar campaign works backward from the event date: mail drops and ads need weeks to fill a room, and creative can't run until it's approved. Every bounced draft costs a review cycle you don't have. The fix isn't rushing your compliance team — it's sending them drafts that pass the first time.

What the pre-check screens

The flags a principal would raise, raised earlier

Promissory language

“Guaranteed income,” “never lose money,” “beat the market” — the phrases that bounce creative back from review get flagged in your draft, with suggested educational rewording.

Required disclosures

Educational-event disclosures, no-obligation language, and firm identification are checked for presence and placement — not just existence in 6-point footer type.

Fair and balanced framing

FINRA 2210's core standard: benefits mentioned alongside risks, education leading the pitch. The pre-check reads your copy the way a principal would.

Testimonial and performance rules

SEC Marketing Rule constraints on testimonials, endorsements, and performance claims are screened before they can sneak into an ad variant.

The workflow

Four steps, one hard gate

  1. 1

    Draft

    Write your ad copy and landing page in the platform — or paste in creative from your agency.

  2. 2

    AI pre-check

    The screen runs against FINRA 2210 and the SEC Marketing Rule and returns specific flags with suggested fixes, while changes still cost minutes.

  3. 3

    Your review process

    Submit to your broker-dealer or internal compliance as usual — cleaner drafts mean fewer cycles. LeadQuiver never replaces your reviewer.

  4. 4

    Approval on file, then launch

    The campaign launch gate requires a compliance approval reference before anything goes live. No approval, no ads — enforced by the platform, not a checklist.

Bring a draft. Watch it get screened.

The pre-check runs live in the walkthrough — on your own creative if you like.

Book a walkthrough

The AI pre-check is a drafting aid, not legal or compliance advice, and it does not replace review by your broker-dealer, compliance department, or counsel. Final responsibility for marketing content rests with the registered firm and its principals.